Skip to main content

401(k) Audit Basics, Part 3 - Distribution Testing, Investments and Audit Wrap-up

-

Add to Calendar

Online

2.00 Credits

Member Price $125.00

Non-Member Price $149.00

Overview

Distribution testing, investments and audit wrap-up (bold)

Employee benefit plan audits are quite different from corporate audits and require an understanding of the unique audit areas specific to plans.

Part 3 of the 401(k) audit basics series addresses distribution testing, investments and audit wrap-up, including:

  • The various types of plan distributions and benefit payments
  • Types of plan investments and the related disclosures
  • ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas
  • Wrapping up the audit
  • Common issues and errors seen in these areas

    Highlights

  • Plan distributions and benefit payments
  • Investments and related disclosures
  • ERISA Section 103(a)(3)(C) audits
  • Audit wrap-up

    Prerequisites

    None

    Designed For

    Auditors new to employee benefit plan auditing

    Objectives

    • Identify various types of plan investments.
    • Distinguish required investment disclosures.
    • Recall unique aspects of ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas.
    • Identify the various types of plan distributions and benefit payments.
    • Recognize issues to consider in wrapping up the audit.

    • Non-Member Price $149.00

    Member Price $125.00

    Add to Cart